Wall Street watchdog to boost transparency about using 'cooperation' for penalty reductions

Published: 11/07/2019
Wall Street watchdog to boost transparency about using 'cooperation' for penalty reductions
Source: WWW.CHANNELNEWSASIA.COM

Wall Street's industry-funded watchdog on Thursday said it plans to be more transparent about its process for determining when a securities brokerage qualifies for a reduced penalty in exchange for so-called "extraordinary cooperation."

Read more
Related news
Comment
FACEBOOK